Senior Internal Auditor-ICG(Institutional Clients Group)

Our client operates in the Financial sector, with its headquarters rooted strongly in the United States. It has its branches spread to more than 160 countries, providing employment to more than 200k people all over the world. They fall in the Top 15 largest Banks in the United States. Its core business is to provide various Banking and Financial services to its clients. It is known to have one of the biggest balance sheet banks in the world (among others) aiding it to offer 360-degree financial services to its clients.

Role Description:

• Internal Audit Institutional Clients Group (ICG) Team is a global organization covering ICG, the global business serving wholesale clients in over 190 countries. This talented team provides independent assessments of the effectiveness of the ICG internal control environment for key stakeholders including the Board of Directors, senior management and numerous regulators globally.
• Internal Audit is a change agent within aimed to enhance the control culture worldwide and thereby support senior management decision making around the globe.
• We are seeking Senior Auditors (an intermediate level role) and Audit Managers (a supervisory level role) in our ICG Audit Team.
• The Internal Audit ICG Team seeks to cover top ranked, industry leading Banking, Markets and Institutional Services businesses, including the operations and technology platforms. ICG activities have an ever-increasing reliance on technology such as algorithmic trading, machine learning, artificial intelligence, big data, real time services and digital assets. The suite of business and coverage includes the following:
• Sales & Trading activities spanning a vast array of asset classes and currencies, sectors and industries across the globe.
• Corporate and Investment Banking
• Treasury Management Solutions
• Trade Finance
• Capital Markets
• Securities Services (issuers and investors)
• Commercial Banking
• Senior Auditor (C12 – AVP) (New York, NY/Irving, TX/ Wilmington, DE/ Tampa, FL/ Jacksonville, FL)
• The Senior Auditor is an intermediate level role responsible for managing a small team in performing moderately complex audits and assessments of risk and control environments in coordination with the Audit team. The overall objective is to apply disciplinary knowledge and provide value-added perspectives while assessing risks and controls, developing testing strategies and performing audits that help reach its business goals.

Responsibilities:

• Manage a small team of internal audit professionals that performs moderately complex audits.
• Complete assigned audits within budgeted timeframes, and budgeted costs.
• Monitor, assess, and recommend solutions to emerging risks.
• Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing.
• Draft audit reports, and present issues to the business while discussing practical cross-functional solutions.
• Recommend appropriate and pragmatic solutions to risk and control issues.
• Apply understanding of internal audit standards, policies, and local regulations to provide timely audit assurance.
• Develop internal audit staff, and provide coaching to team members.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Requirements:

• 5-8 years of relevant experience.
• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred.
• Effective verbal, written and negotiation skills.
• Effective project management skills.
• Effective influencing and relationship management skills.
• Demonstrated ability to remain unbiased in a diverse working environment.
• Ability to travel up to 10% for onsite audits.

Education for Senior Auditor:

• Bachelor’s/University degree or equivalent experience